Go Back  Airline Pilot Central Forums > Pilot Lounge > Aviation Law
whats considered administrative action? >

whats considered administrative action?

Search
Notices
Aviation Law Legal issues, FARs, and questions

whats considered administrative action?

Thread Tools
 
Search this Thread
 
Old 03-03-2020, 08:56 AM
  #1  
New Hire
Thread Starter
 
Joined APC: Feb 2020
Posts: 6
Default whats considered administrative action?

On airline applications, whats considered administrative action? I understand warning letters fall under this category, but what else would? If you received a letter of investigation and talked with a inspector on the phone with no further outcome, would that fall under the category?
Eccothedolphin is offline  
Old 03-03-2020, 09:25 AM
  #2  
Prime Minister/Moderator
 
rickair7777's Avatar
 
Joined APC: Jan 2006
Position: Engines Turn Or People Swim
Posts: 39,261
Default

Employers usually ask about investigations/LOI's separately.

Engaging with the FAA is not an administrative action as I see it. An admin action would be a formal action taken to address some issue, and would be documented in some manner. They would have to do an investigation first and then decide on an action. An investigation in and of itself is not a violation or administrative action.

If they determined that you had committed a violation and basically "diverted" your case to Compliance Action, I'm not sure if that would be admin action because Compliance Action specifically does NOT include a finding of violation.

But an employer might see it differently, so if you got Compliance Action I would probably consider that as an admin action just to be safe.

If you just talked to the FAA about some event, that conversation is probably not an admin action.

As far as having been investigated, that's a formal process. If you are investigated, you WILL get a letter in the mail (LOI). If you talk to the FAA but never got an LOI, you were not investigated (FOIA your records to be sure there's no LOI in your file).
rickair7777 is offline  
Old 03-03-2020, 01:50 PM
  #3  
Gets Weekends Off
 
Joined APC: Jun 2019
Position: Poolside
Posts: 534
Default

There are 4 levels of FAA response to a potential violation:

1) No Action. The FAA either found there was no violation, or insufficient evidence for ANY further FAA action.

2) Informal Action...now also known as Compliance Action. The FAA believes there is evidence of a violation, but has found the airmen to be “willing and able” to comply in the future with only informal action, such as counseling, retraining, etc. This does NOT constitute a Finding of a Violation.

3) Administrative Action. The FAA believes there is evidence of a violation, and believes that documentation of the violation is necessary or appropriate. Consequently, this results in either a Warning Notice (in writing) or a Letter of Correction (documentation of some mutually agreed upon corrective action). This does NOT constitute a Finding of a Violation, and is normally expunged from an airman’s record after 2 years.

4) Legal Action. For an airmen, this is formal action against your certificate (suspension or revocation) or a civil penalty. It requires full due process, and can be challenged, but if upheld it DOES constitute a Finding of a Violation.
Peabody17 is offline  
Old 03-03-2020, 05:18 PM
  #4  
Prime Minister/Moderator
 
rickair7777's Avatar
 
Joined APC: Jan 2006
Position: Engines Turn Or People Swim
Posts: 39,261
Default

Originally Posted by Peabody17 View Post
There are 4 levels of FAA response to a potential violation:

1) No Action. The FAA either found there was no violation, or insufficient evidence for ANY further FAA action.

2) Informal Action...now also known as Compliance Action. The FAA believes there is evidence of a violation, but has found the airmen to be “willing and able” to comply in the future with only informal action, such as counseling, retraining, etc. This does NOT constitute a Finding of a Violation.

3) Administrative Action. The FAA believes there is evidence of a violation, and believes that documentation of the violation is necessary or appropriate. Consequently, this results in either a Warning Notice (in writing) or a Letter of Correction (documentation of some mutually agreed upon corrective action). This does NOT constitute a Finding of a Violation, and is normally expunged from an airman’s record after 2 years.

4) Legal Action. For an airmen, this is formal action against your certificate (suspension or revocation) or a civil penalty. It requires full due process, and can be challenged, but if upheld it DOES constitute a Finding of a Violation.
Do you know where the FAA defines #3 in writing? That would be helpful for anyone who got compliance action and would like to be able to able show an employer that it's not an administrative action.
rickair7777 is offline  
Old 03-03-2020, 06:18 PM
  #5  
Gets Weekends Off
 
Joined APC: Oct 2008
Position: JAFO- First Observer
Posts: 997
Default

^^^ See FAA Order 2150.3 as amended. Peabody did a nice job of summarizing.
PerfInit is offline  
Old 03-04-2020, 06:43 AM
  #6  
New Hire
Thread Starter
 
Joined APC: Feb 2020
Posts: 6
Default

Originally Posted by rickair7777 View Post
Employers usually ask about investigations/LOI's separately.

Engaging with the FAA is not an administrative action as I see it. An admin action would be a formal action taken to address some issue, and would be documented in some manner. They would have to do an investigation first and then decide on an action. An investigation in and of itself is not a violation or administrative action.

If they determined that you had committed a violation and basically "diverted" your case to Compliance Action, I'm not sure if that would be admin action because Compliance Action specifically does NOT include a finding of violation.

But an employer might see it differently, so if you got Compliance Action I would probably consider that as an admin action just to be safe.

If you just talked to the FAA about some event, that conversation is probably not an admin action.

As far as having been investigated, that's a formal process. If you are investigated, you WILL get a letter in the mail (LOI). If you talk to the FAA but never got an LOI, you were not investigated (FOIA your records to be sure there's no LOI in your file).
Do you know if employers recieve a copy of your NPTRS during background checks?
Eccothedolphin is offline  
Old 05-17-2020, 03:51 PM
  #7  
Gets Weekends Off
 
TommyDevito's Avatar
 
Joined APC: Oct 2017
Posts: 235
Default

Originally Posted by Eccothedolphin View Post
Do you know if employers recieve a copy of your NPTRS during background checks?
PTRS's are not part of pilot records.
TommyDevito is offline  
Old 05-17-2020, 04:02 PM
  #8  
Gets Weekends Off
 
TommyDevito's Avatar
 
Joined APC: Oct 2017
Posts: 235
Thumbs up

Originally Posted by PerfInit View Post
^^^ See FAA Order 2150.3 as amended. Peabody did a nice job of summarizing.
Agreed. Nice job.
TommyDevito is offline  
Old 05-22-2020, 07:56 AM
  #9  
Gets Weekends Off
 
JamesNoBrakes's Avatar
 
Joined APC: Nov 2011
Position: Volleyball Player
Posts: 3,982
Default

Originally Posted by Eccothedolphin View Post
Do you know if employers recieve a copy of your NPTRS during background checks?
No, FOIA requests pertaining to pilot records include certificate/rating applications, notices of disapproval, failed checks, etc. That is kept by airman records and above and beyond the basic "PRIA check" that is mandatory, but many air carriers do it, because it is recommended by the advisory circular.
JamesNoBrakes is offline  
Old 08-12-2020, 06:51 AM
  #10  
New Hire
 
Joined APC: Aug 2020
Posts: 2
Default

Originally Posted by JamesNoBrakes View Post
No, FOIA requests pertaining to pilot records include certificate/rating applications, notices of disapproval, failed checks, etc. That is kept by airman records and above and beyond the basic "PRIA check" that is mandatory, but many air carriers do it, because it is recommended by the advisory circular.

James, quick question. Regarding the FOIA and pertaining to my records, I received it today with some (seems to be missing many years in activity like ATP, Comm checkrides, etc) PTRS records. I have a few records stating "C" closed and one stating "S" satisfactory. Does this mean that I was ever considered to have "failed" these "C" ones? Because I didn't and I'm concerned I need to take action to dispute these and the airline who reported these went out of business. Thank you!
Asado is offline  
Related Topics
Thread
Thread Starter
Forum
Replies
Last Post
JabroniJohn
Aviation Law
5
12-31-2019 08:05 AM
NoQ4You
United
30
02-02-2017 12:31 PM
KnightFlyer
Cargo
25
10-14-2011 05:08 AM
JJ429PA
Career Questions
10
01-12-2011 01:10 PM

Posting Rules
You may not post new threads
You may not post replies
You may not post attachments
You may not edit your posts

BB code is On
Smilies are Off
[IMG] code is On
HTML code is Off
Trackbacks are On
Pingbacks are On
Refbacks are On



Your Privacy Choices