Originally Posted by
CaptainNameless
"...the SEC in 1992 upheld a fine and multiyear suspension as a stockbroker–his prior career. The agency cited unauthorized trading, misrepresentation and frustrating investigators. Ornstein’s official disciplinary record printout back then: 21 feet long." --Forbes
He was suspended for something. Some shady dealing in a customer's account according to NASD. Right around stock market crash of 1987.
52 SEC Docket 1992 Securities Exchange Act 31559-31584 Note
And fined a whopping $10,000
My OP already said that I read the Forbes article, and that it does not mention anything about a felony conviction. So, it really doesn't answer my question at all.